Core-Asset’s Client a boutique asset management firm is looking for an experienced Compliance Analyst to join their team in Edinburgh.
You will be instrumental in supporting the Risk & Compliance team to ensure the firm meet regulatory and policy requirements. You will also play a key role in developing and promoting a culture of compliance within the firm.
* Ability to meet deadlines while maintaining close attention to detail and accuracy
* Ability to manage multiple tasks, prioritise effectively, and deliver high quality work
* Ability to analyse, manipulate and interpret large amounts of data
* Good negotiation skills and ability to act with discretion and integrity
* Ability to analyse regulations
* Team player with strong organisational and interpersonal skills
* Good written and oral communication skills
* High level of proficiency in Microsoft Office applications (incl. Excel, Word, Office, PowerPoint, Teams)
* Support the Risk & Compliance team to ensure the firm meets regulatory and policy requirements, and maintain relationships internally within the Risk & Compliance team, with senior management and with staff in all other areas; and externally with a variety of third parties as appropriate e.g. regulators, group and external legal counsel, clients
* Assist in developing and promoting a culture of compliance within the firm
* Conduct, and assist team with, thematic compliance monitoring reviews covering various business functions
* Conduct ongoing compliance testing of various processes and procedures covering various business functions
* Proactively manage compliance issues to completion
* Collect and collate management information for periodic reports presentable to senior management and governance committees
* Assist with scheduled and ad-hoc risk assessments
* Create, maintain and enhance policies and procedures
* General administrative and ad-hoc tasks to help the Risk & Compliance team meet the objectives set out under the annual Risk & Compliance plan
* A highly competitive salary
* Wider Benefits package
Job reference: (13417)
To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.
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Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.